Marcus & Millichap, Inc. — Director's Dealing 2022

Mar 15, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2022-03-10

Reporting Person: Matricaria Richard D. (EVP & COO - Western Division)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-10	Common Stock	M	1294	—	Acquired	1994	Direct
2022-03-10	Common Stock	F	642	$45.16	Disposed	1352	Direct
2022-03-10	Common Stock	M	1372	—	Acquired	2724	Direct
2022-03-10	Common Stock	F	682	$45.16	Disposed	2042	Direct
2022-03-10	Common Stock	M	1874	—	Acquired	3916	Direct
2022-03-10	Common Stock	F	930	$45.16	Disposed	2986	Direct
2022-03-10	Common Stock	M	2364	—	Acquired	5350	Direct
2022-03-10	Common Stock	F	1175	$45.16	Disposed	4175	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-03-10	Restricted Stock Units	$	M	1294	Disposed	2028-02-26	Common Stock (1294)	Direct
2022-03-10	Restricted Stock Units	$	M	1372	Disposed	2029-02-13	Common Stock (1372)	Direct
2022-03-10	Restricted Stock Units	$	M	1874	Disposed	2030-02-11	Common Stock (1874)	Direct
2022-03-10	Restricted Stock Units	$	M	2364	Disposed	2031-02-11	Common Stock (2364)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022.

F3: The restricted stock units vest in five equal annual installments beginning March 10, 2019.

F4: The restricted stock units vest in five equal annual installments beginning March 10, 2020.

F5: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F6: The restricted stock units vest in five equal annual installments beginning March 10, 2022.