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Marcus & Millichap, Inc. — Director's Dealing 2022
Mar 15, 2022
32113_dirs_2022-03-14_8a19cd8d-ed9a-4e6d-bee4-a6a5e2a99b64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2022-03-10
Reporting Person: Parker John David (EVP & COO - Eastern Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-10 | Common Stock | M | 2008 | — | Acquired | 3796 | Direct |
| 2022-03-10 | Common Stock | F | 1026 | $45.16 | Disposed | 2770 | Direct |
| 2022-03-10 | Common Stock | M | 1778 | — | Acquired | 4548 | Direct |
| 2022-03-10 | Common Stock | F | 908 | $45.16 | Disposed | 3640 | Direct |
| 2022-03-10 | Common Stock | M | 2204 | — | Acquired | 5844 | Direct |
| 2022-03-10 | Common Stock | F | 1126 | $45.16 | Disposed | 4718 | Direct |
| 2022-03-10 | Common Stock | M | 2648 | — | Acquired | 7366 | Direct |
| 2022-03-10 | Common Stock | F | 1352 | $45.16 | Disposed | 6014 | Direct |
| 2022-03-14 | Common Stock | S | 5624 | $45.5201 | Disposed | 390 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-10 | Restricted Stock Units | $ | M | 2008 | Disposed | 2028-02-26 | Common Stock (2008) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 1778 | Disposed | 2029-02-13 | Common Stock (1778) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 2204 | Disposed | 2030-02-11 | Common Stock (2204) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 2648 | Disposed | 2031-02-11 | Common Stock (2648) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022.
F3: The range of prices for the shares of Common Stock is from $45.39 to $45.655. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2022.