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Marcus & Millichap, Inc. — Director's Dealing 2022
Mar 15, 2022
32113_dirs_2022-03-14_75d69d19-8e82-44ad-9945-b9d0e46451aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2022-03-10
Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-10 | Common Stock | M | 128 | — | Acquired | 5970 | Indirect |
| 2022-03-10 | Common Stock | F | 45 | $45.16 | Disposed | 5925 | Indirect |
| 2022-03-10 | Common Stock | M | 404 | — | Acquired | 6329 | Indirect |
| 2022-03-10 | Common Stock | F | 141 | $45.16 | Disposed | 6188 | Indirect |
| 2022-03-10 | Common Stock | M | 147 | — | Acquired | 6335 | Indirect |
| 2022-03-10 | Common Stock | F | 51 | $45.16 | Disposed | 6284 | Indirect |
| 2022-03-10 | Common Stock | M | 89 | — | Acquired | 6373 | Indirect |
| 2022-03-10 | Common Stock | F | 31 | $45.16 | Disposed | 6342 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-10 | Restricted Stock Units | $ | M | 128 | Disposed | 2028-02-26 | Common Stock (128) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 404 | Disposed | 2029-02-13 | Common Stock (404) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 147 | Disposed | 2030-02-11 | Common Stock (147) | Direct |
| 2022-03-10 | Restricted Stock Units | $ | M | 89 | Disposed | 2031-02-11 | Common Stock (89) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2022.