Marcus & Millichap, Inc. — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-02-11

Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-16	Common Stock	M	127	—	Acquired	4965	Indirect
2021-02-16	Common Stock	F	52	$38.44	Disposed	4913	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-11	Restricted Stock Units	$	A	448	Acquired		Common Stock (448)	Direct
2021-02-16	Restricted Stock Units	$	M	127	Disposed		Common Stock (127)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes 215 shares acquired on December 17, 2020 under the Issuer's employee stock purchase plan.

F3: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

F4: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 16, 2021.

F5: The restricted stock units vest in five equal annual installments beginning March 10, 2022.

F6: The restricted stock units vest in five equal annual installments beginning February 16, 2018.