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Marcus & Millichap, Inc. — Director's Dealing 2021
Feb 17, 2021
32113_dirs_2021-02-16_bab922ec-8bcc-4f19-9d66-4f526c8d6864.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-02-11
Reporting Person: LaBerge Gregory A. (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 436 | — | Acquired | 8080 | Direct |
| 2021-02-16 | Common Stock | F | 179 | $38.44 | Disposed | 7901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Restricted Stock Units | $ | A | 5068 | Acquired | Common Stock (5068) | Direct | |
| 2021-02-16 | Restricted Stock Units | $ | M | 436 | Disposed | Common Stock (436) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 16, 2021.
F3: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F4: The restricted stock units vest in three equal annual installments beginning February 16, 2020.