Marcus & Millichap, Inc. — Director's Dealing 2021

Mar 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-03-10

Reporting Person: Nadji Hessam (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-10	Common Stock	M	18400	—	Acquired	220519	Direct
2021-03-10	Common Stock	F	9123	$33.38	Disposed	211396	Direct
2021-03-10	Common Stock	M	18400	—	Acquired	229796	Direct
2021-03-10	Common Stock	F	9123	$33.38	Disposed	220673	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-10	Restricted Stock Units	$	M	18400	Disposed		Common Stock (18400)	Direct
2021-03-10	Restricted Stock Units	$	M	18400	Disposed		Common Stock (18400)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2021.

F3: The Reporting Person was granted 92,000 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

F4: The Reporting Person was granted 92,000 restricted stock units, which vest in five equal annual installments beginning March 10, 2021.