Marcus & Millichap, Inc. — Director's Dealing 2021

Mar 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-03-10

Reporting Person: LaBerge Gregory A. (Chief Administrative Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-10	Common Stock	M	498	—	Acquired	11015	Direct
2021-03-10	Common Stock	F	173	$33.38	Disposed	10842	Direct
2021-03-10	Common Stock	M	391	—	Acquired	11233	Direct
2021-03-10	Common Stock	F	136	$33.38	Disposed	11097	Direct
2021-03-10	Common Stock	M	610	—	Acquired	11707	Direct
2021-03-10	Common Stock	F	211	$33.38	Disposed	11496	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-10	Restricted Stock Units	$	M	498	Disposed		Common Stock (498)	Direct
2021-03-10	Restricted Stock Units	$	M	391	Disposed		Common Stock (391)	Direct
2021-03-10	Restricted Stock Units	$	M	610	Disposed		Common Stock (610)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2021.

F3: The Reporting Person was granted 2,497 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.

F4: The Reporting Person was granted 1,956 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

F5: The Reporting Person was granted 3,051 restricted stock units, which vest in five equal annual installments beginning March 10, 2021.