Marcus & Millichap, Inc. — Director's Dealing 2021

Apr 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-04-14

Reporting Person: MARCUS GEORGE M (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-14	Common Stock	S	22719	$35.4769	Disposed	14292486	Indirect
2021-04-15	Common Stock	S	7199	$35.6445	Disposed	14285287	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	22566	Direct

Footnotes

F1: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. The shares included in the sales plan have now been fully sold.

F2: The range of prices for the shares of Common Stock is from $35.40 to $35.69. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.9% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

F4: The range of prices for the shares of Common Stock is from $35.50 to $35.81. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.