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Marcus & Millichap, Inc. — Director's Dealing 2021
May 18, 2021
32113_dirs_2021-05-18_05425d59-0cdd-4e6d-b96d-c35e447345c6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-05-04
Reporting Person: Parker John David (EVP & COO - Eastern Division)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9006 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | 2027-02-16 | Common Stock (2364) | Direct | |
| Restricted Stock Units | $ | 2028-02-26 | Common Stock (4022) | Direct | |
| Restricted Stock Units | $ | 2029-02-13 | Common Stock (5336) | Direct | |
| Restricted Stock Units | $ | 2029-05-02 | Common Stock (9000) | Direct | |
| Restricted Stock Units | $ | 2030-02-11 | Common Stock (8824) | Direct | |
| Restricted Stock Units | $ | 2031-02-11 | Common Stock (13246) | Direct | |
| Restricted Stock Units | $ | 2031-05-04 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 794 shares held in the Reporting Person's ESPP account and 150 shares held in the Reporting Person's SEP/IRA Account.
F2: The restricted stock units vest in five equal annual installments beginning February 16, 2018.
F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F4: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6: The restricted stock units vest in five equal annual installments beginning May 10, 2020.
F7: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F9: The restricted stock units vest in five equal annual installments beginning May 10, 2022.