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Marcus & Millichap, Inc. — Director's Dealing 2021
Nov 12, 2021
32113_dirs_2021-11-12_0de3e9c9-d2a8-48ca-9049-c5036eda1429.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2021-11-10
Reporting Person: Matricaria Richard D. (EVP & COO - Western Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-10 | Common Stock | M | 174 | — | Acquired | 174 | Direct |
| 2021-11-10 | Common Stock | F | 61 | $47.52 | Disposed | 113 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-10 | Restricted Stock Units | $ | M | 174 | Disposed | 2027-11-02 | Common Stock (174) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | 2027-02-16 | Common Stock (997) | 997 | Direct |
| Restricted Stock Units | $ | 2028-02-26 | Common Stock (2588) | 2588 | Direct |
| Restricted Stock Units | $ | 2029-02-13 | Common Stock (4120) | 4120 | Direct |
| Restricted Stock Units | $ | 2029-05-02 | Common Stock (9000) | 9000 | Direct |
| Restricted Stock Units | $ | 2030-02-11 | Common Stock (7500) | 7500 | Direct |
| Restricted Stock Units | $ | 2031-02-11 | Common Stock (11822) | 11822 | Direct |
| Restricted Stock Units | $ | 2031-05-04 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on November 10, 2021.
F3: The restricted stock units vest in five equal annual installments beginning November 10, 2018.
F4: The restricted stock units vest in five equal annual installments beginning February 16, 2018.
F5: The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F6: The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F7: The restricted stock units vest in five equal annual installments beginning May 10, 2020.
F8: The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F9: The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F10: The restricted stock units vest in five equal annual installments beginning May 10, 2022.