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Marcus & Millichap, Inc. Director's Dealing 2020

Jan 8, 2020

32113_dirs_2020-01-07_17efd4b5-5689-41b7-a707-0a935dac3230.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2019-01-05

Reporting Person: Nadji Hessam (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-05 Common Stock M 8000 Acquired 253792 Direct
2019-01-05 Common Stock F 2986 $34.74 Disposed 250806 Direct
2020-01-05 Common Stock M 8000 Acquired 258806 Direct
2020-01-05 Common Stock F 2976 $38.02 Disposed 255830 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-05 Restricted Stock Units $ M 8000 Disposed Common Stock (8000) Direct
2020-01-05 Restricted Stock Units $ M 8000 Disposed Common Stock (8000) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.

F3: The restricted stock units vested in five equal annual installments beginning January 5, 2016.