Marcus & Millichap, Inc. — Director's Dealing 2020

Mar 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2020-03-10

Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-10	Common Stock	M	128	—	Acquired	3933	Indirect
2020-03-10	Common Stock	F	44	$28.90	Disposed	3889	Indirect
2020-03-10	Common Stock	M	404	—	Acquired	4293	Indirect
2020-03-10	Common Stock	F	140	$28.90	Disposed	4153	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-10	Restricted Stock Units	$	M	128	Disposed		Common Stock (128)	Direct
2020-03-10	Restricted Stock Units	$	M	404	Disposed		Common Stock (404)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is held by the Reporting Person, as one of the trustees.

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2020.

F4: The Reporting Person was granted 642 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.

F5: The Reporting Person was granted 2,026 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.