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Marcus & Millichap, Inc. — Director's Dealing 2020
Mar 13, 2020
32113_dirs_2020-03-12_8421ddef-a486-4e93-9c7c-aee38c35e4af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2020-03-10
Reporting Person: LaBerge Gregory A. (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-10 | Common Stock | M | 498 | — | Acquired | 7562 | Direct |
| 2020-03-10 | Common Stock | F | 173 | $28.90 | Disposed | 7389 | Direct |
| 2020-03-10 | Common Stock | M | 391 | — | Acquired | 7780 | Direct |
| 2020-03-10 | Common Stock | F | 136 | $28.90 | Disposed | 7644 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-10 | Restricted Stock Units | $ | M | 498 | Disposed | Common Stock (498) | Direct | |
| 2020-03-10 | Restricted Stock Units | $ | M | 391 | Disposed | Common Stock (391) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2020.
F3: The Reporting Person was granted 2,497 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.
F4: The Reporting Person was granted 1,956 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.