Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Marcus & Millichap, Inc. Director's Dealing 2019

Feb 15, 2019

32113_dirs_2019-02-15_375710ec-96ac-44bc-9782-0e2e4a8807e5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2019-02-13

Reporting Person: LaBar Mitchell R (Executive VP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-13 Common Stock M 10000 $0.00 Acquired 10419 Direct
2019-02-13 Common Stock F 4958 $39.45 Disposed 5461 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-13 Restricted Stock Units $ A 6337 Acquired Common Stock (6337) Direct
2019-02-13 Restricted Stock Units $ M 10000 Disposed Common Stock (10000) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

F3: The restricted stock units vest in three equal annual installments beginning February 13, 2020.

F4: The restricted stock units vest in five equal annual installments beginning March 31, 2017. On February 13, 2019, the Compensation Committee approved the acceleration of the vesting of 10,000 restricted stock units.