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Marcus & Millichap, Inc. — Director's Dealing 2019
Feb 15, 2019
32113_dirs_2019-02-15_375710ec-96ac-44bc-9782-0e2e4a8807e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2019-02-13
Reporting Person: LaBar Mitchell R (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-13 | Common Stock | M | 10000 | $0.00 | Acquired | 10419 | Direct |
| 2019-02-13 | Common Stock | F | 4958 | $39.45 | Disposed | 5461 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-13 | Restricted Stock Units | $ | A | 6337 | Acquired | Common Stock (6337) | Direct | |
| 2019-02-13 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.
F3: The restricted stock units vest in three equal annual installments beginning February 13, 2020.
F4: The restricted stock units vest in five equal annual installments beginning March 31, 2017. On February 13, 2019, the Compensation Committee approved the acceleration of the vesting of 10,000 restricted stock units.