AI assistant
Marcus & Millichap, Inc. — Director's Dealing 2019
Mar 13, 2019
32113_dirs_2019-03-12_5fd9ce30-ee6a-4a6b-9efb-1200a41f3135.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2019-03-10
Reporting Person: LaBar Mitchell R (Executive VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-10 | Common Stock | M | 1561 | — | Acquired | 1561 | Direct |
| 2019-03-10 | Common Stock | F | 774 | $38.57 | Disposed | 787 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-10 | Restricted Stock Units | $ | M | 1561 | Disposed | Common Stock (1561) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2019.
F3: Twenty percent will vest on each of the first five anniversaries commencing on the tenth (10th) day of the month following the Grant Date, subject to the recipient remaining a Service Provider through each such vesting date.