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Marcus & Millichap, Inc. Director's Dealing 2019

May 14, 2019

32113_dirs_2019-05-13_93b0a596-421b-4d2c-ac5d-cb1ffed09fe1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2019-05-10

Reporting Person: LaBar Mitchell R (Executive VP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-10 Common Stock M 2000 Acquired 5025 Direct
2019-05-10 Common Stock M 9327 Acquired 14352 Direct
2019-05-10 Common Stock M 1561 Acquired 15913 Direct
2019-05-10 Common Stock M 2112 Acquired 18025 Direct
2019-05-10 Common Stock F 7439 $35.36 Disposed 10586 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-10 Restricted Stock Units $ M 2000 Disposed Common Stock (2000) Direct
2019-05-10 Restricted Stock Units $ M 9327 Disposed Common Stock (9327) Direct
2019-05-10 Restricted Stock Units $ M 1561 Disposed Common Stock (1561) Direct
2019-05-10 Restricted Stock Units $ M 2112 Disposed Common Stock (2112) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on May 10, 2019.

F3: The restricted stock units vest in five equal annual installments beginning March 31, 2017. On May 2, 2019, the Compensation Committee approved the acceleration of the vesting of the remaining 2,000 restricted stock units effective as of May 10, 2019.

F4: The restricted stock units vest in five equal annual installments beginning February 16, 2018. On May 2, 2019, the Compensation Committee approved the acceleration of the vesting of 9,327 restricted stock units effective as of May 10, 2019.

F5: Twenty percent will vest on each of the first five anniversaries commencing on the tenth (10th) day of the month following February 26, 2018, subject to the recipient remaining a Service Provider through each such vesting date. On May 2, 2019, the Compensation Committee approved the acceleration of the vesting of 1,561 restricted stock units effective as of May 10, 2019.

F6: The restricted stock units vest in three equal annual installments on each of the first three anniversaries commencing on the tenth (10th) day of the month following February 13, 2020, subject to the recipient remaining a Service Provider through each such vesting date. On May 2, 2019, the Compensation Committee approved the acceleration of the vesting of 2,112 restricted stock units effective as of May 10, 2019.