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Marcus & Millichap, Inc. — Director's Dealing 2018
Feb 21, 2018
32113_dirs_2018-02-20_5b6db20e-413e-460b-8d25-9fa8a58e9260.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2018-02-16
Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-16 | Common Stock | M | 127 | $0.00 | Acquired | 2088 | Indirect |
| 2018-02-16 | Common Stock | F | 52 | $31.78 | Disposed | 2036 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-16 | Restricted Stock Units | $ | M | 127 | Disposed | Common Stock (127) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Includes 463 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2017 and November 15, 2017.
F3: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F4: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.
F5: The restricted stock units vest in five equal annual installments beginning February 16, 2018.