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Marcus & Millichap, Inc. Director's Dealing 2018

Feb 21, 2018

32113_dirs_2018-02-20_5b6db20e-413e-460b-8d25-9fa8a58e9260.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2018-02-16

Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-16 Common Stock M 127 $0.00 Acquired 2088 Indirect
2018-02-16 Common Stock F 52 $31.78 Disposed 2036 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-16 Restricted Stock Units $ M 127 Disposed Common Stock (127) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes 463 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2017 and November 15, 2017.

F3: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

F4: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

F5: The restricted stock units vest in five equal annual installments beginning February 16, 2018.