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Marcus & Millichap, Inc. — Director's Dealing 2018
Aug 8, 2018
32113_dirs_2018-08-07_1dd7f20a-39b5-4be9-9b8a-5da25e4b2547.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2018-08-04
Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-04 | Common Stock | M | 386 | $0.00 | Acquired | 2531 | Indirect |
| 2018-08-06 | Common Stock | F | 134 | $39.60 | Disposed | 2397 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-04 | Restricted Stock Units | $ | M | 386 | Disposed | Common Stock (386) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on August 6, 2018.
F4: The restricted stock units vest in five equal annual installments beginning August 4, 2016.