AI assistant
Marcus & Millichap, Inc. — Director's Dealing 2017
Jan 6, 2017
32113_dirs_2017-01-05_f8dd2129-8afa-4024-9f0a-7a6cd8ba2211.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2017-01-03
Reporting Person: Louie Martin E. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | S | 28107 | $26.5646 | Disposed | 45102 | Direct |
| 2017-01-05 | Common Stock | M | 4000 | — | Acquired | 49102 | Direct |
| 2017-01-05 | Common Stock | F | 1752 | $26.30 | Disposed | 47350 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-05 | Restricted Stock Units | $ | M | 4000 | Disposed | Common Stock (4000) | Direct |
Footnotes
F1: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
F2: The range of prices for the shares of Common Stock is from $26.24 to $27.075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: Includes 1,739 shares acquired under the Issuer's employee stock purchase plan.
F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F5: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.
F6: The restricted stock units vest in five equal annual installments beginning January 5, 2016.