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Marcus & Millichap, Inc. Director's Dealing 2017

Mar 1, 2017

32113_dirs_2017-02-28_cd1c9354-8b6f-40d7-9c81-ae13893f28da.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2017-02-25

Reporting Person: Schwarz Kurt Henry (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-25 Common Stock M 186 $0.00 Acquired 1340 Indirect
2017-02-27 Common Stock F 82 $27.41 Disposed 1258 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-25 Restricted Stock Units $ M 186 Disposed Common Stock (186) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: Includes 428 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2016 and November 16, 2016.

F3: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

F4: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

F5: The restricted stock units vest in five equal annual installments beginning February 25, 2017.