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Marcus & Millichap, Inc. — Director's Dealing 2017
Nov 9, 2017
32113_dirs_2017-11-08_0e67f145-29ec-4329-9a2b-41d0654f9f88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2017-11-06
Reporting Person: Hughes William E. (SVP Marcus & Millichap Capital)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-06 | Common Stock | M | 35067 | — | Acquired | 75607 | Direct |
| 2017-11-06 | Common Stock | F | 13906 | $29.00 | Disposed | 61701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-06 | Deferred Stock Unit | $ | M | 35067 | Disposed | Common Stock (35067) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 118257 | Indirect |
Footnotes
F1: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.
F3: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.
F4: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.