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Marcus & Millichap, Inc. Director's Dealing 2017

Nov 9, 2017

32113_dirs_2017-11-08_0e67f145-29ec-4329-9a2b-41d0654f9f88.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2017-11-06

Reporting Person: Hughes William E. (SVP Marcus & Millichap Capital)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-06 Common Stock M 35067 Acquired 75607 Direct
2017-11-06 Common Stock F 13906 $29.00 Disposed 61701 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-06 Deferred Stock Unit $ M 35067 Disposed Common Stock (35067) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 118257 Indirect

Footnotes

F1: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.

F3: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

F4: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.