Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Marcus & Millichap, Inc. Director's Dealing 2017

Nov 14, 2017

32113_dirs_2017-11-13_e82c6d1e-36c8-4b3d-9319-2e285b123610.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2017-11-10

Reporting Person: MARCUS GEORGE M (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-10 Common Stock S 16819 $30.3448 Disposed 19632538 Indirect
2017-11-13 Common Stock S 26138 $29.9698 Disposed 19606400 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15879 Direct

Footnotes

F1: The range of prices for the shares of Common Stock is from $30.25 to $30.595. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

F3: The range of prices for the shares of Common Stock is from $29.90 to $30.085. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.