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Marcus & Millichap, Inc. — Director's Dealing 2016
Dec 8, 2016
32113_dirs_2016-12-08_d0726d3b-73f3-46b1-be2c-02bf3e2dcf90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2016-12-06
Reporting Person: MARCUS GEORGE M (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Common Stock | J | 400001 | $0.00 | Disposed | 20162000 | Indirect |
| 2016-12-06 | Common Stock | J | 393496 | $0.00 | Acquired | 406452 | Direct |
| 2016-12-06 | Common Stock | G | 393496 | $0.00 | Disposed | 12956 | Direct |
Footnotes
F1: Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.
F2: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.
F3: Gift of shares to charitable foundation.