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Marcus & Millichap, Inc. — Director's Dealing 2015
Apr 21, 2015
32113_dirs_2015-04-20_28ef3459-6444-402c-b881-73b01b045583.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2015-04-16
Reporting Person: Kerin John J. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-16 | Common Stock | S | 18956 | $37.1249 | Disposed | 967656 | Indirect |
| 2015-04-17 | Common Stock | S | 22879 | $36.4504 | Disposed | 944777 | Indirect |
| 2015-04-20 | Common Stock | S | 20401 | $36.8349 | Disposed | 924376 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1250 | Direct |
Footnotes
F1: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
F2: The range of prices for the shares of Common Stock is from $37.02 to $37.2775. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: Voting and investment power over the shares held by The Kerin Family Trust dated January 5, 2001 is exercised by John J. Kerin and Mary Kerin, its co-trustees.
F4: The range of prices for the shares of Common Stock is from $36.01 to $36.81. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5: The range of prices for the shares of Common Stock is from $36.51 to $37.22. Mr. Kerin undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F6: Includes 1,250 shares acquired under the Issuer's employee stock purchase plan.