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Marcus & Millichap, Inc. — Director's Dealing 2015
Dec 28, 2015
32113_dirs_2015-12-28_62cf70cc-3404-482e-9b51-ed3a03b86f86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2015-11-05
Reporting Person: Berman Gene A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-05 | Common Stock | M | 114746 | — | Acquired | 114746 | Direct |
| 2015-11-05 | Common Stock | F | 45440 | $40.90 | Disposed | 69306 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-05 | Deferred Stock Unit | $ | M | 114746 | Disposed | Common Stock (114746) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 567407 | Indirect |
Footnotes
F1: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
F2: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.
F3: Voting and investment power over the shares held by the Gene Allen Berman Trust Dated 5/9/06 is exercised by Mr. Gene Allen Berman, its trustee.
F4: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.