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Marcus & Millichap, Inc. — Director's Dealing 2015
Dec 28, 2015
32113_dirs_2015-12-28_3284608e-93e7-403a-80e8-98a4d0345850.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2015-11-05
Reporting Person: Kerin John J. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-05 | Common Stock | M | 83225 | — | Acquired | 85518 | Direct |
| 2015-11-05 | Common Stock | F | 41472 | $40.90 | Disposed | 44046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-05 | Deferred Stock Units | $ | M | 83225 | Disposed | Common Stock (83225) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 924376 | Indirect |
Footnotes
F1: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
F2: Includes 2,293 shares acquired under the Issuer's employee stock purchase plan.
F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.
F4: Voting and investment power over the shares held by The Kerin Family Trust dated January 5, 2001 is exercised by Mr. John J. and Mrs. Mary Kerin, its co-trustees.
F5: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.