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Marcus & Millichap, Inc. Director's Dealing 2015

Dec 28, 2015

32113_dirs_2015-12-28_3284608e-93e7-403a-80e8-98a4d0345850.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2015-11-05

Reporting Person: Kerin John J. (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-05 Common Stock M 83225 Acquired 85518 Direct
2015-11-05 Common Stock F 41472 $40.90 Disposed 44046 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-05 Deferred Stock Units $ M 83225 Disposed Common Stock (83225) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 924376 Indirect

Footnotes

F1: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

F2: Includes 2,293 shares acquired under the Issuer's employee stock purchase plan.

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.

F4: Voting and investment power over the shares held by The Kerin Family Trust dated January 5, 2001 is exercised by Mr. John J. and Mrs. Mary Kerin, its co-trustees.

F5: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.