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Marcus & Millichap, Inc. — Director's Dealing 2014
Nov 7, 2014
32113_dirs_2014-11-07_01d61b80-cfd4-403c-b100-6f16ee4e5828.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marcus & Millichap, Inc. (MMI)
CIK: 0001578732
Period of Report: 2014-11-05
Reporting Person: Hughes William E. (SVP Marcus & Millichap Capital)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-05 | Common Stock | M | 35067 | — | Acquired | 35067 | Direct |
| 2014-11-05 | Common Stock | F | 14559 | $32.19 | Disposed | 20508 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-05 | Deferred Stock Units | $ | M | 35067 | Disposed | Common Stock (35067) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 233203 | Indirect |
Footnotes
F1: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
F2: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.
F3: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.
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