AI assistant
MARCUS CORP — Major Shareholding Notification 2009
Feb 17, 2009
32859_mrq_2009-02-17_402e8e9f-3d45-4933-a154-211bd670d247.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
SC 13G/A 1 cmw4196.htm AMENDMENT NO. 30
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0145 |
| Expires: | February 28, 2009 |
| Estimated average burden hours per response | . . . . . . . . . . . . . . 10.4 |
MARKER FORMAT-SHEET="Head Major Center Bold-TNR" FSL="Project"
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
MARKER FORMAT-SHEET="Head Major Center Bold-TNR" FSL="Project"
SCHEDULE 13G
MARKER FORMAT-SHEET="Head Major Center Bold 1-TNR" FSL="Project"
Under the Securities Exchange Act of 1934 (Amendment No. 30)*
| THE MARCUS CORPORATION |
|---|
| (Name of Issuer) |
| Common Stock, $1.00 par value |
| (Title of Class of Securities) |
| 566330 10 6 |
| (CUSIP Number) |
| December 31, 2008 |
| (Date of Event Which Requires Filing of this Statement |
MARKER FORMAT-SHEET="Para Flush Lv 0-TNR" FSL="Default"
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
MARKER FORMAT-SHEET="Para Hang Lv 1-TNR" FSL="Project"
| [ ] | Rule 13d-1(b) |
|---|---|
| [ ] | Rule 13d-1(c) |
| [X] | Rule 13d-1(d) |
MARKER FORMAT-SHEET="Para Hang Lv 0-TNR" FSL="Project"
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
MARKER FORMAT-SHEET="Para Flush Lv 0-TNR" FSL="Default"
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
MARKER FORMAT-SHEET="Head Minor Center-TNR" FSL="Project"
(Continued on following page(s)) Page 1 of 6 Pages
MARKER PAGE="sheet: 1; page: 1"
CUSIP No. 566330 10 6
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Diane M. Gershowitz | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) Not Applicable | (a) [ ] (b) [ ] |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | |
| NUMBER OF SHARES | 5 | SOLE VOTING POWER 203,015 |
| BENEFICIALLY OWNED | 6 | SHARED VOTING POWER 3,856,194 (1) |
| BY EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 203,015 |
| PERSON WITH: | 8 | SHARED DISPOSITIVE POWER 3,856,194 (1) |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,059,209 (1) | |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A | [ ] |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.7% | |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
MARKER FORMAT-SHEET="Para Hang Lv 0-TNR" FSL="Project"
(1) Includes 2,832,498 shares beneficially owned by DG-LDJ Holdings, L.L.C. The undersigned and a trust that she established holds 100% of the membership units of DG-LDJ Holdings, L.L.C.
MARKER FORMAT-SHEET="Head Minor Center-TNR" FSL="Project"
Page 2 of 6 Pages
MARKER PAGE="sheet: 2; page: 2"
CUSIP No. 566330 10 6
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) DG-LDJ Holdings, L.L.C. | |
|---|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) Not Applicable | (a) [ ] (b) [ ] |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
| NUMBER OF SHARES | 5 | SOLE VOTING POWER 2,832,498 |
| BENEFICIALLY OWNED | 6 | SHARED VOTING POWER 0 |
| BY EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 2,832,498 |
| PERSON WITH: | 8 | SHARED DISPOSITIVE POWER 0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,832,498 | |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A | [ ] |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.5% | |
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
MARKER FORMAT-SHEET="Page Number Center" FSL="Project"
Page 3 of 6 Pages
*********** MARKER PAGE="sheet: 6; page: 6"
CUSIP No. 566330 10 6
MARKER FORMAT-SHEET="Para Indent Lv 0-TNR" FSL="Default"
This Amendment No. 30 to the undersigneds amended Schedule 13G (the Schedule 13G), with regard to The Marcus Corporation, is being filed on behalf of the undersigned to amend Item 4 of the originally filed Schedule 13G. Except as expressly stated herein, there have been no material changes in the information set forth in the Schedule 13G.
MARKER FORMAT-SHEET="Para Hang Lv 0-TNR" FSL="Project"
Item 4 . Ownership :
MARKER FORMAT-SHEET="Para Flush Lv 2-TNR" FSL="Project"
Diane Marcus Gershowitz
MARKER FORMAT-SHEET="Para Hang Lv 2-TNR" FSL="Project"
(a) Amount Beneficially Owned: 4,059,209
MARKER FORMAT-SHEET="Para Hang Lv 2-TNR" FSL="Project"
(b) Percent of Class: 13.7%
MARKER FORMAT-SHEET="Para Hang Lv 2-TNR" FSL="Project"
(c) Number of shares as to which such person has:
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(i) sole power to vote or to direct the vote: 203,015
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(ii) shared power to vote or to direct the vote: 3,856,194
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(iii) sole power to dispose or to direct the disposition of: 203,015
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(iv) shared power to dispose or to direct the disposition of: 3,856,194
MARKER FORMAT-SHEET="Para Indent Lv 0-TNR" FSL="Project"
Other than with respect to 50,005 shares of Common Stock (which Ms. Gershowitz has sole voting and dispositive power) and 350 shares of Common stock (which Ms. Gershowitz has shared voting and dispositive power), all of the reported beneficial ownership of Common Stock results from the beneficial ownership of shares of Class B Common Stock, which are convertible at any time into Common Stock on a share-for-share basis. The percent of class figure assumes conversion of all outstanding shares of Class B Common Stock into shares of Common Stock.
MARKER FORMAT-SHEET="Para Indent Lv 0-TNR" FSL="Project"
Ms. Gershowitzs beneficial ownership consists of:
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(i) 6,491 shares of Common Stock which Ms. Gershowitz has the right to acquire upon the exercise of stock options;
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(ii) 43,514 shares of Common Stock held individually by Ms. Gershowitz;
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(iii) 350 shares of Common Stock held by DG-LDJ Holdings, L.L.C., of which Ms. Gershowitz and a trust that she established holds 100% of the memberhip units;
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(iv) 153,010 shares of Class B Common Stock held individually by Ms. Gershowitz;
MARKER FORMAT-SHEET="Page Number Center" FSL="Project"
Page 4 of 6 Pages
*********** MARKER PAGE="sheet: 1; page: 1"
CUSIP No. 566330 10 6
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(v) 2,832,148 shares of Class B Common Stock held by DG-LDJ Holdings, L.L.C., of which Ms. Gershowitz and a trust that she established holds 100% of the membership units;
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(vi) 972,851 shares of Class B Common Stock held by trusts whereby Ms. Gershowitz serves as Trustee;
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(vii) 50,845 shares of Class B Common Stock held by the Ben and Celia Marcus Revocable Trust F/B/O Diane Marcus Gershowitz; and
MARKER FORMAT-SHEET="Para Indent Lv 0-TNR" FSL="Project"
The trusts and Ms. Gershowitz, for shares held individually, each have the right to receive dividends and proceeds from the sale of securities held thereby.
MARKER FORMAT-SHEET="Para Flush Lv 2-TNR" FSL="Project"
DG-LDJ Holdings, L.L.C.
MARKER FORMAT-SHEET="Para Hang Lv 2-TNR" FSL="Project"
(a) Amount Beneficially Owned: 2,832,498
MARKER FORMAT-SHEET="Para Hang Lv 2-TNR" FSL="Project"
(b) Percent of Class: 9.5%
MARKER FORMAT-SHEET="Para Hang Lv 2-TNR" FSL="Project"
(c) Number of shares as to which such person has:
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(i) sole power to vote or to direct the vote: 2,832,498
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(ii) shared power to vote or to direct the vote: 0
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(iii) sole power to dispose or to direct the disposition of: 2,832,498
MARKER FORMAT-SHEET="Para Hang Lv 3-TNR" FSL="Project"
(iv) shared power to dispose or to direct the disposition of: 0
MARKER FORMAT-SHEET="Para Flush Lv 2-TNR" FSL="Project"
Exhibits
MARKER FORMAT-SHEET="Para Indent Lv 0-TNR" FSL="Project"
- Agreement to file Schedule 13G jointly. (Previously filed as Exhibit 1 to the reporting parties Schedule 13G filed February 13, 2002.)
MARKER FORMAT-SHEET="Page Number Center" FSL="Project"
Page 5 of 6 Pages
*********** MARKER PAGE="sheet: 2; page: 2"
CUSIP No. 566330 10 6
MARKER FORMAT-SHEET="Head Major Center Bold-TNR" FSL="Project"
SIGNATURE
MARKER FORMAT-SHEET="Para Indent Lv 0-TNR" FSL="Project"
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
MARKER FORMAT-SHEET="Head Left-TNR" FSL="Project"
Dated: February 17, 2009
MARKER FORMAT-SHEET="Head Left-TNR" FSL="Project"
/s/ Diane Marcus Gershowitz Diane Marcus Gershowitz
MARKER FORMAT-SHEET="Head Left-TNR" FSL="Project"
DG-LDJ HOLDINGS, L.L.C.
MARKER FORMAT-SHEET="Para Hang Lv 0-TNR" FSL="Project"
By: /s/ Diane Marcus Gershowitz Diane Marcus Gershowitz Manager
MARKER FORMAT-SHEET="Page Number Center" FSL="Project"
Page 6 of 6 Pages