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MARCUS CORP — Director's Dealing 2017
Feb 24, 2017
32859_dirs_2017-02-24_e01097b0-5b0b-467c-9c9b-18f61e81bf35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-02-22
Reporting Person: NEIS DOUGLAS A (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock | A | 3700 | — | Acquired | 61370 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7420.92 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 8/2/07) | $20.4 | 2017-08-02 | Common Stock (9969) | 9969 | Direct |
| Stock Option (right to buy) (granted 7/29/08) | $15.59 | 2018-07-29 | Common Stock (13512) | 13512 | Direct |
| Stock Option (right to buy) (granted 7/28/09) | $13.34 | 2019-07-28 | Common Stock (13179) | 13179 | Direct |
| Stock Option (right to buy) (granted 7/27/10) | $11.89 | 2020-07-27 | Common Stock (22500) | 22500 | Direct |
| Stock Option (right to buy) (granted 7/26/11) | $10 | 2021-07-26 | Common Stock (22500) | 22500 | Direct |
| Stock Option (right to buy) (granted 7/31/12) | $13.12 | 2022-07-31 | Common Stock (19500) | 19500 | Direct |
| Stock Option (right to buy) (granted 7/30/13) | $13.04 | 2023-07-30 | Common Stock (21000) | 21000 | Direct |
| Stock Option (right to buy) (granted 7/29/14) | $18.34 | 2024-07-29 | Common Stock (16400) | 16400 | Direct |
| Stock Option (right to buy) (granted 7/28/15) | $20.26 | 2025-07-28 | Common Stock (17400) | 17400 | Direct |
| Stock Option (right to buy) (granted 3/1/16) | $18.68 | 2026-03-01 | Common Stock (11150) | 11150 | Direct |
Footnotes
F1: Restricted stock granted February 22, 2017 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
F2: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.