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MARCUS CORP — Director's Dealing 2017
Feb 24, 2017
32859_dirs_2017-02-24_a6ba1038-1e19-4819-bed9-d3723fc3515a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-02-22
Reporting Person: RODRIGUEZ ROLANDO B (Pres. & CEO - Marcus Theatres)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock | A | 6000 | — | Acquired | 42100 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 269.66 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 7/30/13) | $13.04 | 2023-07-30 | Common Stock (4000) | 4000 | Direct |
| Stock Option (right to buy) (granted 7/29/14) | $18.34 | 2024-07-29 | Common Stock (18000) | 18000 | Direct |
| Stock Option (right to buy) (granted 7/28/15) | $20.26 | 2025-07-28 | Common Stock (20000) | 20000 | Direct |
| Stock Option (right to buy) (granted 3/1/15) | $18.68 | 2026-03-01 | Common Stock (12500) | 12500 | Direct |
Footnotes
F1: Restricted stock granted February 22, 2017 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.
F2: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3: The options granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.