AI assistant
MARCUS CORP — Director's Dealing 2017
Mar 1, 2017
32859_dirs_2017-03-01_22e05bc4-b8f9-4fdb-90b0-db67cf4a5853.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-02-28
Reporting Person: Marcus Gregory S (President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Stock Option (right to buy) (granted 2/28/17) | $31.20 | A | 40000 | Acquired | 2027-02-28 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106809 | Direct |
| Common Stock | 75 | Indirect |
| Common Stock | 7170.32 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 8/2/07) | $20.40 | 2017-08-02 | Common Stock (15000) | 15000 | Direct |
| Stock Option (right to buy) (granted 7/29/08) | $15.59 | 2018-07-29 | Common Stock (100000) | 100000 | Direct |
| Stock Option (right to buy) (granted 7/28/09) | $13.34 | 2019-07-28 | Common Stock (55000) | 55000 | Direct |
| Stock Option (right to buy) (granted 7/27/10) | $11.89 | 2020-07-27 | Common Stock (60000) | 60000 | Direct |
| Stock Option (right to buy) (granted 7/26/11) | $10.00 | 2021-07-26 | Common Stock (60000) | 60000 | Direct |
| Stock Option (right to buy) (granted 7/31/12) | $13.12 | 2022-07-31 | Common Stock (52000) | 52000 | Direct |
| Stock Option (right to buy) (granted 7/30/13) | $13.04 | 2023-07-30 | Common Stock (57500) | 57500 | Direct |
| Stock Option (right to buy) (granted 7/29/14) | $18.34 | 2024-07-29 | Common Stock (49500) | 49500 | Direct |
| Stock Option (right to buy) (granted 7/28/15) | $20.26 | 2025-07-28 | Common Stock (44100) | 44100 | Direct |
| Stock Option (right to buy) (granted 3/1/16) | $18.68 | 2026-03-01 | Common Stock (28500) | 28500 | Direct |
| Class B Common Stock | $ | Common Stock (191056) | 191056 | Direct | |
| Class B Common Stock | $ | Common Stock (10786) | 10786 | Indirect | |
| Class B Common Stock | $ | Common Stock (8388) | 8388 | Indirect | |
| Class B Common Stock | $ | Common Stock (18233) | 18233 | Indirect |
Footnotes
F1: As sole custodian of the Alexandra Marcus U/WI/UTMA.
F2: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F4: This security is convertible into common stock on a 1-for-1 basis at no cost.
F5: This security is immediately exercisable.
F6: No expiration date.
F7: As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F8: As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.