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MARCUS CORP — Director's Dealing 2017
May 25, 2017
32859_dirs_2017-05-25_9c1c9b31-fa04-4625-be4a-fc461632ac59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-05-24
Reporting Person: KISSINGER THOMAS F (Sr Exec VP, Gen Counsel & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-24 | Common Stock | S | 4000 | $32.17 | Disposed | 60039 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 277.97 | Indirect |
| Common Stock | 503.107 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 8/2/07) | $20.4 | 2017-08-02 | Common Stock (9969) | 9969 | Direct |
| Stock Option (right to buy) (granted 7/29/08) | $15.59 | 2018-07-29 | Common Stock (13512) | 13512 | Direct |
| Stock Option (right to buy) (granted 7/28/09) | $13.34 | 2019-07-28 | Common Stock (13179) | 13179 | Direct |
| Stock Option (right to buy) (granted 7/27/10) | $11.89 | 2020-07-27 | Common Stock (14077) | 14077 | Direct |
| Stock Option (right to buy) (granted 7/26/11) | $10 | 2021-07-26 | Common Stock (5351) | 5351 | Direct |
| Stock Option (right to buy) (granted 7/31/12) | $13.12 | 2022-07-31 | Common Stock (18190) | 18190 | Direct |
| Stock Option (right to buy) (granted 7/30/13) | $13.04 | 2023-07-30 | Common Stock (22750) | 22750 | Direct |
| Stock Option (right to buy) (granted 7/29/14) | $18.34 | 2024-07-29 | Common Stock (17900) | 17900 | Direct |
| Stock Option (right to buy) (granted 7/28/15) | $20.26 | 2025-07-28 | Common Stock (19300) | 19300 | Direct |
| Stock Option (right to buy) (granted 3/1/16) | $18.68 | 2026-03-01 | Common Stock (12300) | 12300 | Direct |
| Stock Option (right to buy) (granted 2/28/17) | $31.2 | 2027-02-28 | Common Stock (17000) | 17000 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.10 to $32.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3: Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of May 25, 2017.
F4: By Dividend Reinvestment and Associate Stock Purchase Plan.
F5: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.