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MARCUS CORP — Director's Dealing 2017
Aug 3, 2017
32859_dirs_2017-08-03_2586f77c-6b36-44af-ac04-a9e924b3568e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-08-01
Reporting Person: KISSINGER THOMAS F (Sr Exec VP, Gen Counsel & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Common Stock | M | 9969 | $20.4 | Acquired | 70008 | Direct |
| 2017-08-01 | Common Stock | F | 7356 | $27.65 | Disposed | 62652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Stock Option (right to buy) (granted 8/2/07) | $20.4 | M | 9969 | Disposed | 2017-08-02 | Common Stock (9969) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 279.64 | Indirect |
| Common Stock | 505.036 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) (granted 7/29/08) | $15.59 | 2018-07-29 | Common Stock (13512) | 13512 | Direct |
| Stock Option (right to buy) (granted 7/28/09) | $13.34 | 2019-07-28 | Common Stock (13179) | 13179 | Direct |
| Stock Option (right to buy) (granted 7/27/10) | $11.89 | 2020-07-27 | Common Stock (14077) | 14077 | Direct |
| Stock Option (right to buy) (granted 7/26/11) | $10 | 2021-07-26 | Common Stock (5351) | 5351 | Direct |
| Stock Option (right to buy) (granted 7/31/12) | $13.12 | 2022-07-31 | Common Stock (18190) | 18190 | Direct |
| Stock Option (right to buy) (granted 7/30/13) | $13.04 | 2023-07-30 | Common Stock (22750) | 22750 | Direct |
| Stock Option (right to buy) (granted 7/29/14) | $18.34 | 2024-07-29 | Common Stock (17900) | 17900 | Direct |
| Stock Option (right to buy) (granted 7/28/15) | $20.26 | 2025-07-28 | Common Stock (19300) | 19300 | Direct |
| Stock Option (right to buy) (granted 3/1/16) | $18.68 | 2026-03-01 | Common Stock (12300) | 12300 | Direct |
| Stock Option (right to buy) (granted 2/28/17) | $31.2 | 2027-02-28 | Common Stock (17000) | 17000 | Direct |
Footnotes
F1: Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F2: Balance reflects the reporting person's holdings in The Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of August 1, 2017.
F3: By Dividend Reinvestment and Associate Stock Purchase Plan.
F4: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.