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MARCUS CORP — Director's Dealing 2017
Dec 29, 2017
32859_dirs_2017-12-29_15ef3396-8388-406f-a825-a63701490048.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-12-28
Reporting Person: GERSHOWITZ DIANE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-28 | Common Stock | A | 1500 | — | Acquired | 10671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-28 | Stock Option (Right to Buy) | $27.20 | A | 1000 | Acquired | 2027-12-28 | Common Stock (1000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 350 | Indirect |
| Common Stock | 12631 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $17.17 | 2018-05-29 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $10.78 | 2019-05-28 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $11.14 | 2020-05-27 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $10.50 | 2021-05-26 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $13.33 | 2022-05-31 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $13.45 | 2023-05-30 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $16.84 | 2024-05-29 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $19.65 | 2025-05-28 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $18.97 | 2025-12-31 | Common Stock (583) | 583 | Direct |
| Stock Option (Right to Buy) | $31.55 | 2026-12-29 | Common Stock (1000) | 1000 | Direct |
| Class B Common Stock | $ | Common Stock (36786) | 36786 | Direct | |
| Class B Common Stock | $ | Common Stock (2832148) | 2832148 | Indirect | |
| Class B Common Stock | $ | Common Stock (183628) | 183628 | Indirect | |
| Class B Common Stock | $ | Common Stock (50845) | 50845 | Indirect |
Footnotes
F1: Restricted stock granted December 28, 2017 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.
F2: As trustee for brother's children.
F3: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.
F4: This security is convertible into common stock on a 1-for-1 basis at no cost.
F5: This security is immediately exercisable.
F6: No expiration date.
F7: By the Ben and Celia Marcus 1992 Revocable Trust F/B/O Diane M. Gershowitz.