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MARCUS CORP — Director's Dealing 2017
Dec 29, 2017
32859_dirs_2017-12-29_4e0e8d2a-ca3c-4c5f-afe5-ca590dd0c4a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARCUS CORP (MCS)
CIK: 0000062234
Period of Report: 2017-12-28
Reporting Person: MILSTEIN PHILIP L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-21 | Common Stock | G | 14270 | — | Disposed | 53007 | Direct |
| 2017-12-27 | Common Stock | G | 10000 | — | Disposed | 43007 | Direct |
| 2017-12-28 | Common Stock | A | 1500 | — | Acquired | 44507 | Direct |
| 2017-12-21 | Common Stock | G | 5625 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-28 | Stock Option (Right to Buy) | $27.2 | A | 1000 | Acquired | 2027-12-28 | Common Stock (1000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 45244 | Indirect |
| Common Stock | 124111 | Indirect |
| Common Stock | 8100 | Indirect |
| Common Stock | 2000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $17.17 | 2018-05-29 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $10.78 | 2019-05-28 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $11.14 | 2020-05-27 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $10.5 | 2021-05-26 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $13.33 | 2022-05-31 | Common Stock (500) | 500 | Direct |
| Stock Option (Right to Buy) | $13.45 | 2023-05-30 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $16.84 | 2024-05-29 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $19.65 | 2025-05-28 | Common Stock (1000) | 1000 | Direct |
| Stock Option (Right to Buy) | $18.97 | 2025-12-31 | Common Stock (583) | 583 | Direct |
| Stock Option (Right to Buy) | $31.55 | 2026-12-29 | Common Stock (1000) | 1000 | Direct |
Footnotes
F1: 42,744 shares previously held by the reporting person directly were transferred into the PLM Foundation in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
F2: Restricted stock granted December 28, 2017 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.
F3: The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.
F4: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.