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MARA Holdings, Inc. — Director's Dealing 2021
Jan 11, 2021
30830_dirs_2021-01-11_1fa58e71-a486-4978-a09f-83e12bf958c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Marathon Patent Group, Inc. (MARA)
CIK: 0001507605
Period of Report: 2020-12-31
Reporting Person: OKAMOTO MERRICK D (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | C | 344064 | $10.44 | Acquired | 1111888 | Direct |
| 2021-01-07 | Common Stock | S | 32000 | $19.76 | Disposed | 1079888 | Direct |
| 2021-01-07 | Common Stock | S | 600000 | $20.55 | Disposed | 479888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | RSUs | $0 | D | 454942 | Disposed | 2021-05-04 | Common (454942) | Direct |
Footnotes
F1: Vesting quarterly in equal amounts of 454,942 per quarter starting June 30, 2020.
F2: 454,942 shares which vested net of 110,878 shares forfeited for tax purposes.
F3: Includes 21,875 shares owned by First State Capital, Inc., of which Mr. Okamoto is the beneficial owner.
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