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MARA Holdings, Inc. — Director's Dealing 2021
Apr 14, 2021
30830_dirs_2021-04-14_696a0a80-b614-428b-bb6e-c60874879518.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MARATHON DIGITAL HOLDINGS, INC. (MARA)
CIK: 0001507605
Period of Report: 2020-05-04
Reporting Person: Thiel Frederick G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-30 | Common Stock | C | 12335 | $0.91 | Acquired | 12335 | Direct |
| 2020-09-30 | Common Stock | C | 12465 | $1.96 | Acquired | 24800 | Direct |
| 2020-12-31 | Common Stock | C | 12624 | $10.44 | Acquired | 37424 | Direct |
| 2021-02-10 | Common Stock | C | 19716 | $2.19 | Acquired | 57140 | Direct |
| 2021-02-12 | Common Stock | S | 2000 | $39.19 | Disposed | 55140 | Direct |
| 2021-03-31 | Common Stock | C | 21296 | $48.02 | Acquired | 76436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-04 | Options | $0 | D | 75000 | Disposed | RSUs (75000) | Direct | |
| 2020-05-04 | RSUs | $0 | A | 62500 | Acquired | Common (62500) | Direct | |
| 2020-06-30 | RSUs | $0 | D | 15625 | Disposed | Common (15625) | Direct | |
| 2020-09-30 | RSUs | $0 | D | 15625 | Disposed | Common (15625) | Direct | |
| 2020-12-31 | RSUs | $0 | D | 15625 | Disposed | Common (15625) | Direct | |
| 2020-12-31 | RSUs | $0 | A | 54795 | Acquired | Common (54795) | Direct | |
| 2021-02-10 | RSUs | $0 | A | 25000 | Acquired | Common (25000) | Direct | |
| 2021-02-10 | RSUs | $0 | D | 19949 | Disposed | Common (19949) | Direct | |
| 2021-03-31 | RSUs | $0 | D | 35574 | Disposed | Common (35574) | Direct |
Footnotes
F1: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.
F2: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.
F3: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.
F4: Immediate vesting.
F5: Amount in column (4) is net of shares sold for tax purposes.