MANULIFE FINANCIAL CORP

Major Shareholding Notification • Feb 14, 2017

SC 13G/A 1 sbt3211211-sc13ga.htm AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)*

SBT Bancorp Inc
(Name of Issuer)
Common Stock
(Title of Class of Securities)
78391C106
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this
Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

X
Rule 13d-1(c)
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Pages 1 of 7

CUSIP No. 78391C106

| 1 | NAME OF REPORTING PERSON Manulife Financial
Corporation | |
| --- | --- | --- |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE
ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Canada | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING POWER |
| | | -0- |
| | 6 | SHARED VOTING POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE POWER |
| | | -0- |
| | 8 | SHARED DISPOSITIVE POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON | |
| | None, except through its indirect, wholly-owned subsidiaries, Manulife Asset Management (US) LLC | |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 | |
| | See
line 9 above. | |
| 12 | TYPE OF REPORTING PERSON * | |
| | HC | |
| SEE
INSTRUCTIONS | | |

Page 2 of 7

CUSIP No. 78391C106

1	NAME OF REPORTING PERSON Manulife Asset Management (US) LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP*	(a) ☐ (b) ☐
	N/A
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware
Number of Shares Beneficially Owned by Each Reporting Person With	5	SOLE VOTING POWER
		97,398
	6	SHARED VOTING POWER
		-0-
	7	SOLE DISPOSITIVE POWER
		97,398
	8	SHARED DISPOSITIVE POWER
		-0-
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
	97,398
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES *
	N/A
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9
	7.16%
12	TYPE OF REPORTING PERSON *
	IA
*SEE
INSTRUCTIONS

Page 3 of 7

| Item
1(a) | Name of Issuer : | | |
| --- | --- | --- | --- |
| | SBT Bancorp Inc | | |
| Item 1(b) | Address of Issuer's
Principal Executive Offices : 86 Hopmeadow Street Simsbury, Connecticut, 06070 | | |
| Item 2(a) | Name of Person Filing : This filing is made on behalf of Manulife Financial Corporation ("MFC") and MFC’s indirect,
wholly-owned subsidiaries, Manulife Asset Management (US) LLC ("MAM (US)"). | | |
| Item 2(b) | Address of Principal
Business Office : The principal business office of MFC is located at 200 Bloor Street East, Toronto, Ontario, Canada, M4W
1E5. The principal business office of MAM (US) is located at 197 Clarendon Street, Boston, Massachusetts 02116. | | |
| Item 2(c) | Citizenship : MFC is organized and exist under the laws of Canada. MAM (US) is organized and exists under the laws of the State of Delaware. | | |
| Item 2(d) | Title of Class of
Securities : Common Stock | | |
| Item 2(e) | CUSIP
Number : 78391C106 | | |
| Item 3 | If this statement is
filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a : | | |
| | MFC: | (g)
(X) | a parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G). |
| | MAM (US): | (e) (X) | an investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E). |
| Item 4 | Ownership : | | |
| | (a) Amount Beneficially
Owned : MAM (US) has beneficial ownership of 97,398 shares of Common Stock.
Through its parent-subsidiary relationship to MAM (US), MFC may be deemed to have beneficial ownership of these same
shares. | | |
| | (b) Percent of Class : Of the 1,360,721 shares outstanding as of October 31, 2015 as reported by the
issuer on November 14, 2016 MAM (US) held 7.16%. | | |

| (c) Number of shares as to which the person
has : | |
| --- | --- |
| (i) | sole power to vote or to
direct the vote: MAM (US) has sole power to vote or to direct the voting of the shares of Common Stock beneficially owned by
them. |
| (ii) | shared power to vote or
to direct the vote: -0- |
| (iii) | sole power to dispose or
to direct the disposition of: MAM (US) has sole power to dispose or to direct the disposition of the shares of Common Stock beneficially owned by them. |

Page 4 of 7

	(iv)
Item
5	Ownership of Five
Percent or Less of a Class : Not applicable.
Item 6	Ownership of More
than Five Percent on Behalf of Another Person : Not applicable.
Item 7	Identification and
Classification of the Subsidiary which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person : See Items 3 and
4 above.
Item 8	Identification and
Classification of Members of the Group : Not applicable.
Item 9	Notice of Dissolution
of Group : Not
applicable.
Item 10	Certification : By signing below
the undersigned certifies that, to the best of its knowledge and belief,
the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose
or effect.

Page 5 of 7

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

	Manulife Financial Corporation — By:	/s/ Graham A. Miller
	Name:	Graham A. Miller
Dated: February 9, 2017	Title:	Agent*
	Manulife Asset Management (US) LLC
	By:	/s/ Paul Donahue
	Name:	Paul Donahue
Dated: February 8, 2017	Title:	Chief Compliance Officer

• Signed pursuant to a Power of Attorney dated June 10, 2014 included as Exhibit A to Schedule 13F- NT filed with the Securities and Exchange Commission by Manulife Financial Corporation on August 27, 2014.

Page 6 of 7

EXHIBIT A

JOINT FILING AGREEMENT

Manulife Financial Corporation and Manulife Asset Management (US) LLC agree that the Schedule 13G (Amendment No.1) to which this Agreement is attached, relating to the Common Stock of SBT Bancorp Inc, is filed on behalf of each of them.

| | Manulife Financial
Corporation — By: | /s/ Graham A.
Miller |
| --- | --- | --- |
| | Name: | Graham A. Miller |
| Dated: February 9, 2017 | Title: | Agent* |
| | Manulife Asset Management (US) LLC | |
| | By: | /s/ Paul Donahue |
| | Name: | Paul Donahue |
| Dated: February 8, 2017 | Title: | Chief Compliance Officer |

• Signed pursuant to a Power of Attorney dated June 10, 2014 included as Exhibit A to Schedule 13F- NT filed with the Securities and Exchange Commission by Manulife Financial Corporation on August 27, 2014.

Page 7 of 7