Major Shareholding Notification • Feb 12, 2015
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Download Source FileSC 13G/A 1 manulife_sc13ga.htm AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No. 1)*
| Ebix, Inc. |
|---|
| (Name of Issuer) |
| Common Stock |
| (Title of Class of Securities) |
| 278715206 |
| (CUSIP Number) |
| December 31, 2014 |
| (Date of Event Which Requires Filing of this |
| Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| X |
|---|
| Rule 13d-1(c) |
| Rule |
| 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 278715206
| 1 | NAME OF REPORTING PERSON Manulife Financial
Corporation | |
| --- | --- | --- |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Canada | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING
POWER |
| | | -0- |
| | 6 | SHARED VOTING
POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE
POWER |
| | | -0- |
| | 8 | SHARED DISPOSITIVE
POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | None, except through its indirect, wholly-owned subsidiaries,
Manulife Asset Management (US) LLC, Manulife Asset Management (North America) Limited and Manulife Asset Management Limited | |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 | |
| | See line 9 above. | |
| 12 | TYPE OF
REPORTING PERSON * | |
| | HC | |
| SEE
INSTRUCTIONS | | |
CUSIP No. 278715206
| 1 | NAME OF REPORTING PERSON Manulife Asset Management (US) LLC | |
|---|---|---|
| 2 | CHECK THE | |
| APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ☐ (b) ☐ | |
| N/A | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF | |
| ORGANIZATION Delaware | ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING |
| POWER | ||
| 10,864 | ||
| 6 | SHARED VOTING | |
| POWER | ||
| -0- | ||
| 7 | SOLE DISPOSITIVE | |
| POWER | ||
| 10,864 | ||
| 8 | SHARED DISPOSITIVE | |
| POWER | ||
| -0- | ||
| 9 | AGGREGATE AMOUNT | |
| BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 10,864 | ||
| 10 | CHECK IF THE | |
| AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | ||
| N/A | ||
| 11 | PERCENT OF CLASS | |
| REPRESENTED BY AMOUNT IN ROW 9 | ||
| 0.03% | ||
| 12 | TYPE OF | |
| REPORTING PERSON * | ||
| IA | ||
| *SEE | ||
| INSTRUCTIONS |
CUSIP No. 278715206
| 1 | NAME OF REPORTING PERSON Manulife Asset Management (North
America) Limited | |
| --- | --- | --- |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Canada | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING
POWER |
| | | 8,721 |
| | 6 | SHARED VOTING
POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE
POWER |
| | | 8,721 |
| | 8 | SHARED DISPOSITIVE
POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | 8,721 | |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 | |
| | 0.02% | |
| 12 | TYPE OF
REPORTING PERSON * | |
| | IA | |
| SEE
INSTRUCTIONS | | |
CUSIP No. 278715206
| 1 | NAME OF REPORTING PERSON Manulife Asset Management
Limited | |
| --- | --- | --- |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Ontario | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING
POWER |
| | | 1,757,473 |
| | 6 | SHARED VOTING
POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE
POWER |
| | | 1,757,473 |
| | 8 | SHARED DISPOSITIVE
POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | 1,757,473 | |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 | |
| | 4.79% | |
| 12 | TYPE OF
REPORTING PERSON * | |
| | FI | |
| SEE
INSTRUCTIONS | | |
CUSIP No. 278715206
| Item
1(a) | Name of Issuer : |
| --- | --- |
| | Ebix, Inc. |
| Item
1(b) | Address of Issuer's Principal Executive
Offices : |
| | 5
Concourse Parkway, |
| | Suite 3200 |
| | Atlanta, Georgia 30328 |
| Item
2(a) | Name of Person Filing : |
| | This
filing is made on behalf of Manulife Financial Corporation ("MFC") and
MFCs indirect, wholly-owned subsidiaries, Manulife Asset Management (US)
LLC ("MAM (US)"), Manulife Asset Management (North America) Limited ("MAM
(NA)") and Manulife Asset Management Limited ("MAML). |
| Item
2(b) | Address of Principal Business Office : |
| | The
principal business offices of MFC, MAM (NA) and MAML are located at 200
Bloor Street East, Toronto, Ontario, Canada, M4W 1E5. |
| | The
principal business office of MAM (US) is located at 197 Clarendon Street,
Boston, Massachusetts 02116. |
| Item
2(c) | Citizenship : |
| | MFC
and MAM (NA) are organized and exist under the laws of
Canada. |
| | MAM
(US) is organized and exists under the laws of the State of
Delaware. |
| | MAML
is organized and exist under the laws of Ontario. |
| Item
2(d) | Title of Class of Securities : |
| | Common Stock |
| Item
2(e) | CUSIP Number : |
| | 278715206 |
| Item
3 | If this statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a : |
| MFC: | (g)
(X) | a
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G). |
| --- | --- | --- |
| MAM
(US): | (e)
(X) | an
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E). |
| MAM
(NA): | (e)
(X) | an
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E). |
| MAML: | (j)
(X) | a
non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J). |
| Item 4 | Ownership : | |
|---|---|---|
| (a) Amount Beneficially Owned : | ||
| MAM (US) has beneficial ownership of 10,864 shares of Common Stock, MAM | ||
| (NA) has beneficial ownership of 8,721 shares of Common Stock and MAML has | ||
| beneficial ownership of 1,757,473 shares of Common Stock. Through its | ||
| parent-subsidiary relationship to MAM (US), MAM (NA) and MAML, MFC may be | ||
| deemed to have beneficial ownership of these same shares. | ||
| (b) Percent of Class : Of | ||
| the 36,677,663 shares of Common Stock outstanding as of November 7, 2014, | ||
| according to the Form 10-Q filed by the issuer with the Securities and | ||
| Exchange Commission on November 10, 2014, MAM (US) held 0.03%, MAM (NA) | ||
| held 0.02% and MAML held 4.79%. | ||
| (c) Number of shares as to which the person | ||
| has : | ||
| (i) | sole power to vote or to direct | |
| the vote: | ||
| MAM (US), MAM (NA) and MAML each | ||
| has sole power to vote or to direct the voting of the shares of Common | ||
| Stock beneficially owned by each of them. | ||
| (ii) | shared power to vote or to direct | |
| the vote: -0- | ||
| (iii) | sole power to dispose or to direct | |
| the disposition of: | ||
| MAM (US), MAM (NA) and MAML each | ||
| has sole power to dispose or to direct the disposition of the shares of | ||
| Common Stock beneficially owned by each of them. | ||
| (iv) | shared power to dispose or to | |
| direct the disposition of: -0- | ||
| Item 5 | Ownership of Five Percent or Less of a | |
| Class : | ||
| If | ||
| this statement is being filed to report the fact that as of the date | ||
| hereof the reporting person has ceased to be the beneficial owner of more | ||
| than five percent of the class of securities, check the following | ||
| [X]. | ||
| Item 6 | Ownership of More than Five Percent on Behalf of Another | |
| Person : | ||
| Not | ||
| applicable. | ||
| Item 7 | Identification and Classification of the Subsidiary | |
| which Acquired the Security Being Reported on by the Parent Holding | ||
| Company or Control Person : | ||
| See | ||
| Items 3 and 4 above. | ||
| Item 8 | Identification and Classification of Members of the | |
| Group : | ||
| Not | ||
| applicable. | ||
| Item 9 | Notice of Dissolution of Group : | |
| Not | ||
| applicable. | ||
| Item 10 | Certification : | |
| By | ||
| signing below the undersigned certifies that, to the best of its knowledge | ||
| and belief, (i) the securities referred to above were acquired and are | ||
| held in the ordinary course of business and were not acquired and are not | ||
| held for the purpose of or with the effect of changing or influencing the | ||
| control of the issuer of the securities and were not acquired and are not | ||
| held in connection with or as a participant in any transaction having that | ||
| purpose or effect, and (ii) the foreign regulatory schemes applicable to | ||
| MAML, are substantially comparable to the regulatory scheme applicable to | ||
| the functionally equivalent U.S. institutions. The undersigned also | ||
| undertakes to furnish to the Commission staff, upon request, information | ||
| that would otherwise be disclosed in a Schedule | ||
| 13D. |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
| Manulife Financial Corporation — By: | /s/ Graham A. Miller | |
|---|---|---|
| Name: | Graham A. Miller | |
| Dated: February 11, 2015 | Title: | Agent* |
| Manulife Asset Management (US) LLC | ||
| By: | /s/ William E. Corson | |
| Name: | William E. Corson | |
| Dated: February 11, 2015 | Title: | Vice |
| President and Chief Compliance Officer | ||
| Manulife Asset Management (North America) | ||
| Limited | ||
| By: | /s/ Warren Rudick | |
| Name: | Warren Rudick | |
| Dated: February 11, 2015 | Title: | Associate General Counsel and Assistant |
| Secretary | ||
| Manulife Asset Management Limited | ||
| By: | /s/ Warren Rudick | |
| Name: | Warren Rudick | |
| Dated: February 11, 2015 | Title: | General Counsel and Secretary |
EXHIBIT A
JOINT FILING AGREEMENT
Manulife Financial Corporation, Manulife Asset Management (US) LLC, Manulife Asset Management (North America) Limited and Manulife Asset Management Limited agree that the Schedule 13G (Amendment No.1) to which this Agreement is attached, relating to the Common Stock of Ebix, Inc., is filed on behalf of each of them.
| Manulife Financial Corporation — By: | /s/ Graham A. Miller | |
|---|---|---|
| Name: | Graham A. Miller | |
| Dated: February 11, 2015 | Title: | Agent* |
| Manulife Asset Management (US) LLC | ||
| By: | /s/ William E. Corson | |
| Name: | William E. Corson | |
| Dated: February 11, 2015 | Title: | Vice |
| President and Chief Compliance Officer | ||
| Manulife Asset Management (North America) | ||
| Limited | ||
| By: | /s/ Warren Rudick | |
| Name: | Warren Rudick | |
| Dated: February 11, 2015 | Title: | Associate General Counsel and Assistant |
| Secretary | ||
| Manulife Asset Management Limited | ||
| By: | /s/ Warren Rudick | |
| Name: | Warren Rudick | |
| Dated: February 11, 2015 | Title: | General Counsel and Secretary |
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