Major Shareholding Notification • Feb 12, 2015
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Download Source FileSC 13G 1 manulife_sc13g.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934 (Amendment No.)*
| Evans Bancorp,
Inc. |
| --- |
| (Name of Issuer) |
| Common Stock |
| (Title of Class of Securities) |
| 29911Q208 |
| (CUSIP Number) |
| December 31, 2014 |
| (Date of Event Which Requires Filing of this
Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| X |
|---|
| Rule |
| 13d-1(c) |
| Rule |
| 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
PAGE 1 OF 7 PAGES
CUSIP No. 29911Q208
| 1 | NAME OF REPORTING PERSON Manulife Financial
Corporation | |
| --- | --- | --- |
| 2 | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Canada | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING
POWER |
| | | -0- |
| | 6 | SHARED VOTING
POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE
POWER |
| | | -0- |
| | 8 | SHARED DISPOSITIVE
POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | None, except through its
indirect, wholly-owned subsidiary, Manulife Asset Management (US)
LLC | |
| 10 | CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 | |
| | See line 9 above. | |
| 12 | TYPE OF
REPORTING PERSON * | |
| | HC | |
| SEE INSTRUCTIONS | | |
| PAGE 2 OF 7
PAGES | | |
CUSIP No. 29911Q208
| 1 | NAME OF REPORTING PERSON Manulife Asset Management (US)
LLC | |
| --- | --- | --- |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING POWER |
| | | 219,883 |
| | 6 | SHARED VOTING POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE POWER |
| | | 219,883 |
| | 8 | SHARED DISPOSITIVE POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON | |
| | 219,883 | |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 | |
| | 5.25% | |
| 12 | TYPE OF REPORTING PERSON * | |
| | IA | |
| SEE
INSTRUCTIONS | | |
| PAGE 3 OF
7 PAGES | | |
| Item
1(a) | Name of Issuer : | | |
| --- | --- | --- | --- |
| | Evans Bancorp, Inc. | | |
| Item
1(b) | Address of Issuer's Principal
Executive Offices : | | |
| | 14-16 North Main Street | | |
| | Angola, NY 14006 | | |
| Item
2(a) | Name of Person Filing : | | |
| | This
filing is made on behalf of Manulife Financial Corporation ("MFC") and
MFCs indirect, wholly-owned subsidiary, Manulife Asset Management (US)
LLC ("MAM (US)"). | | |
| Item
2(b) | Address of Principal Business Office : | | |
| | The
principal business office of MFC is located at 200 Bloor Street East,
Toronto, Ontario, Canada, M4W 1E5. | | |
| | The
principal business office of MAM (US) is located at 197 Clarendon Street,
Boston, Massachusetts 02116. | | |
| Item
2(c) | Citizenship : | | |
| | MFC
is organized and exist under the laws of Canada. | | |
| | MAM
(US) is organized and exists under the laws of the State of
Delaware. | | |
| Item
2(d) | Title of Class of Securities : | | |
| | Common Stock | | |
| Item
2(e) | CUSIP Number : | | |
| | 29911Q208 | | |
| Item
3 | If this statement is filed
pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a : | | |
| | MFC: | (g)
(X) | a
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G). |
| | MAM
(US): | (e)
(X) | an
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E). |
| Item
4 | Ownership : | | |
| | (a) Amount Beneficially
Owned : MAM (US) has beneficial ownership of 219,883
shares of Common Stock. Through its parent-subsidiary relationship to MAM
(US), MFC may be deemed to have beneficial ownership of these same
shares. | | |
| | (b) Percent of
Class : Of the 4,189,765 shares of Common Stock
outstanding as of October 31, 2014 according to the Form 10-Q filed by the
issuer with the Securities and Exchange Commission on October 31, 2014,
MAM (US) held 5.25%. | | |
| | (c) Number of
shares as to which the person has : | | |
| (i) | sole power to vote or
to direct the vote: MAM (US) has sole power to vote or to direct the
voting of the shares of Common Stock beneficially owned by
them. |
| --- | --- |
| (ii) | shared power to vote
or to direct the vote: -0- |
| (iii) | sole power to dispose or to
direct the disposition of: MAM (US) has sole power to dispose or to
direct the disposition of the shares of Common Stock beneficially owned by
them. |
| (iv) | shared power to dispose or to
direct the disposition of: -0- |
PAGE 4 OF 7 PAGES
| Item
5 | Ownership of Five Percent or Less of a
Class : |
| --- | --- |
| | Not
applicable. |
| Item
6 | Ownership of More than Five Percent on Behalf of Another
Person : |
| | Not
applicable. |
| Item
7 | Identification and Classification of the Subsidiary
which Acquired the Security Being Reported on by the Parent Holding
Company or Control Person : |
| | See Items 3 and 4
above. |
| Item
8 | Identification and Classification of Members of the
Group : |
| | Not
applicable. |
| Item
9 | Notice of Dissolution of Group : |
| | Not
applicable. |
| Item
10 | Certification : |
| | By signing below the
undersigned certifies that, to the best of its knowledge and belief, the
securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect. |
PAGE 5 OF 7 PAGES
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
| Manulife Financial Corporation — By: | /s/ Graham A. Miller | |
|---|---|---|
| Name: | Graham A. Miller | |
| Dated: February 11, 2015 | Title: | Agent* |
| Manulife Asset Management (US) LLC | ||
| By: | /s/ William E. Corson | |
| Name: | William E. Corson | |
| Dated: February 11, 2015 | Title: | Vice |
| President and Chief Compliance Officer |
PAGE 6 OF 7 PAGES
EXHIBIT A
JOINT FILING AGREEMENT
Manulife Financial Corporation, Manulife Asset Management (US) LLC agree that the Schedule 13G to which this Agreement is attached, relating to the Common Stock of Evans Bancorp, Inc. is filed on behalf of each of them.
| Manulife Financial Corporation — By: | /s/ Graham A. Miller | |
|---|---|---|
| Name: | Graham A. Miller | |
| Dated: February 11, 2015 | Title: | Agent* |
| Manulife Asset Management (US) LLC | ||
| By: | /s/ William E. Corson | |
| Name: | William E. Corson | |
| Dated: February 11, 2015 | Title: | Vice |
| President and Chief Compliance Officer |
PAGE 7 OF 7 PAGES
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