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MANNKIND CORP — Director's Dealing 2024
Nov 20, 2024
31835_dirs_2024-11-19_956f886f-5292-4341-b337-8feaaf96ad73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2023-08-07
Reporting Person: Binder Steven B. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-15 | Common Stock, $0.01 Par Value | M | 67539 | $1.47 | Acquired | 1142565 | Direct |
| 2024-11-15 | Common Stock, $0.01 Par Value | S | 67539 | $6.76 | Disposed | 1075026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-07 | Employee Stock Option (Right to Buy) | $1.47 | A | 45025 | Acquired | 2027-08-24 | Common Stock, $0.01 Par Value (45025) | Direct |
| 2024-11-15 | Employee Stock Option (Right to Buy) | $1.47 | M | 22513 | Disposed | 2027-08-24 | Common Stock, $0.01 Par Value (22513) | Direct |
| 2024-11-15 | Employee Stock Option (Right to Buy) | $1.47 | M | 22513 | Disposed | 2027-08-24 | Common Stock, $0.01 Par Value (22513) | Direct |
| 2024-11-15 | Employee Stock Option (Right to Buy) | $1.47 | M | 22513 | Disposed | 2027-08-24 | Common Stock, $0.01 Par Value (22513) | Direct |
| 2024-11-18 | Deferred Restricted Stock Unit | $ | A | 17575 | Acquired | Common Stock, $0.01 Par Value (17575) | Direct |
Footnotes
F1: Transaction occurred pursuant to Rule 10b5-1 Plan established August 16, 2024.
F2: The weighted average sales price of the reported transaction was $6.76 based on a range of prices between $6.63 and $7.05. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F3: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 7, 2023, one of the defined performance milestones was met, resulting in the vesting of the option.
F4: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.
F5: Restricted stock unit vested on November 18, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.