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MANNKIND CORP — Director's Dealing 2018
Aug 7, 2018
31835_dirs_2018-08-06_3f3555df-c619-4c80-88ea-eb0de1efab29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2018-08-02
Reporting Person: Barton Courtney (Chief Compliance Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-02 | Common Stock, $0.01 Par Value | P | 5000 | $1.31 | Acquired | 7000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-02 | Employee Stock Option (right to buy) | $1.10 | A | 13350 | Acquired | 2027-05-18 | Stock Options (13350) | Direct |
| 2018-08-02 | Employee Stock Option (right to buy) | $1.10 | A | 5000 | Acquired | 2027-05-18 | Stock Options (5000) | Direct |
Footnotes
F1: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period.
F2: On May 18, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
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