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MANNKIND CORP — Director's Dealing 2017
Feb 1, 2017
31835_dirs_2017-02-01_f444e0ad-d1e4-46c1-8505-568fdd308cda.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2016-12-31
Reporting Person: Friedman Michael A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-19 | Common Stock, $.01 Par Value | A | 39200 | $0.00 | Acquired | 86700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-19 | Employee Stock Option | $0.91 | A | 78400 | Acquired | 2026-05-19 | Common Stock (78400) | Direct |
Footnotes
F1: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date.
F2: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date.
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