MANNKIND CORP — Director's Dealing 2017

Feb 1, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2016-12-31

Reporting Person: Shannon James Samuel (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-19	Common Stock, $.01 Par Value	A	39200	$0.00	Acquired	51000	Direct
2016-05-19	Common Stock, $0.01 Par Value	A	62500	$0.00	Acquired	113500	Direct
2016-05-19	Common Stock, $0.01 Par Value	A	9375	$0.00	Acquired	122875	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-05-19	Employee Stock Option	$0.91	A	78400	Acquired	2026-05-19	Common Stock (78400)	Direct

Footnotes

F1: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date.

F2: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date.

F3: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date.

F4: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date.