AI assistant
MANNKIND CORP — Director's Dealing 2017
May 24, 2017
31835_dirs_2017-05-23_0135c841-bb5a-4a06-b73f-f8932fb2c0fc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2016-02-25
Reporting Person: Alfred E. Mann Living Trust (10% Owner)
Reporting Person: Mann Group, LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8398187 | Direct |
| Common Stock | 17930450 | Indirect |
| Common Stock | 805196 | Indirect |
| Common Stock | 481206 | Indirect |
| Common Stock | 2194 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $46.10 | 2017-08-15 | Common Stock (16060) | Indirect | |
| Employee Stock Options (Right to Buy) | $19.00 | 2017-08-26 | Common Stock (86000) | Indirect | |
| Employee Stock Options (Right to Buy) | $37.40 | 2017-08-26 | Common Stock (32000) | Indirect | |
| Employee Stock Options (Right to Buy) | $29.65 | 2017-08-26 | Common Stock (43000) | Indirect | |
| Employee Stock Options (Right to Buy) | $18.50 | 2017-08-26 | Common Stock (43280) | Indirect | |
| Employee Stock Options (Right to Buy) | $12.05 | 2017-08-26 | Common Stock (75000) | Indirect | |
| Employee Stock Options (Right to Buy) | $8.45 | 2017-08-26 | Common Stock (200000) | Indirect | |
| Employee Stock Options (Right to Buy) | $11.60 | 2017-08-26 | Common Stock (72624) | Indirect | |
| Employee Stock Options (Right to Buy) | $29.45 | 2017-08-26 | Common Stock (25000) | Indirect | |
| Employee Stock Options (Right to Buy) | $35.45 | 2017-08-26 | Common Stock (17325) | Indirect | |
| Employee Stock Options (Right to Buy) | $34.25 | 2017-08-26 | Common Stock (120000) | Indirect |
Footnotes
F1: Reflects securities beneficially owned as of February 25, 2016, as adjusted for the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.
F2: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.
F3: Held of record by Biomed Partners, LLC. The Alfred E. Mann Living Trust is a managing member of Biomed Partners, LLC.
F4: Held of record by Biomed Partners II, LLC. The Alfred E. Mann Living Trust is a managing member of Biomed Partners II, LLC.
F5: Held of record by Mannco LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mannco LLC.
F6: The stock option is immediately exercisable. Represents the number of shares which were vested on February 25, 2016, the date of the death of the optionholder, Mr. Alfred E. Mann.
F7: The exercise price has been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017
F8: Following the death of Alfred E. Mann, the securities are beneficially owned by the Alfred E. Mann Living Trust.