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MANNKIND CORP — Director's Dealing 2016
Mar 1, 2016
31835_dirs_2016-02-29_66709a09-c9c1-43d8-9c50-6b807ef3e458.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2016-02-28
Reporting Person: Alinaya Rosabel Realica (SVP, Prin Acctg Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 55863 | Direct |
| Common Stock, $.01 par value | 3625 | Direct |
| Common Stock, $.01 par value | 4250 | Direct |
| Common Stock, $.01 par value | 5775 | Direct |
| Common Stock, $.01 par value | 12900 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.86 | 2018-07-02 | Common Stock (9000) | Direct | |
| Employee Stock Option (right to buy) | $7.48 | 2019-08-19 | Common Stock (4500) | Direct | |
| Employee Stock Option (right to buy) | $5.93 | 2020-08-19 | Common Stock (12000) | Direct | |
| Employee Stock Option (right to buy) | $3.80 | 2021-03-02 | Common Stock (6400) | Direct | |
| Employee Stock Option (right to buy) | $4.03 | 2021-06-02 | Common Stock (10600) | Direct | |
| Employee Stock Option (right to buy) | $2.41 | 2021-08-17 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $1.69 | 2022-05-17 | Common Stock (70000) | Direct | |
| Employee Stock Option (right to buy) | $2.32 | 2022-08-16 | Common Stock (21000) | Direct | |
| Employee Stock Option (right to buy) | $6.85 | 2023-08-23 | Common Stock (34200) | Direct | |
| Employee Stock Option (right to buy) | $5.89 | 2023-08-22 | Common Stock (13200) | Direct | |
| Employee Stock Option (right to buy) | $7.09 | 2024-08-20 | Common Stock (11600) | Direct | |
| Employee Stock Option (right to buy) | $3.91 | 2025-08-26 | Common Stock (19300) | Direct |
Footnotes
F1: Acquired pursuant to a Restricted Stock Unit Award vesting on 8/16/16.
F2: Acquired pursuant to a Restricted Stock Unit Award; 2125 shares vesting on 8/22/16 and 2125 shares vesting on 8/22/17.
F3: Acquired pursuant to a Restricted Stock Unit Award; 1925 shares vesting on 8/21/16, 1925 shares vesting on 8/21/17 and 1925 shares vesting on 8/21/18.
F4: 4-year vesting schedule with 1/4th of shares vesting on the first anniversary or 8/27/16 and thereafter 1/4th annually.
F5: Fully vested as of filing.
F6: 4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and thereafter 1/48th monthly.