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MANNKIND CORP — Director's Dealing 2015
Feb 25, 2015
31835_dirs_2015-02-25_17d9462e-0822-486c-9067-3f13704d5664.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2015-02-23
Reporting Person: PFEFFER MATTHEW J (Corporate VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-23 | Common Stock, $0.01 Par Value | A | 15000 | $0.00 | Acquired | 367825 | Direct |
| 2015-02-23 | Common Stock, $0.01 Par Value | F | 5975 | $6.43 | Disposed | 361850 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-03 | Employee Stock Option | $2.86 | M | 60000 | Acquired | 2018-04-28 | Common Stock (60000) | Direct |
Footnotes
F1: The reporting person was granted restricted stock units that vest upon the achievement of certain defined performance milestones. On February 3, 2015, the last defined performance milestone was met, resulting in the vesting of the restricted stock units.
F2: Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.
F3: On April 28, 2008, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 3, 2015, the final defined performance milestone was met, resulting in the full vesting of the option.