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MANNKIND CORP — Director's Dealing 2015
Jun 3, 2015
31835_dirs_2015-06-02_55cf6dbb-a1d9-46bf-bdc1-7793c65c2512.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2015-05-21
Reporting Person: KRESA KENT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-21 | Common Stock, $0.01 Par Value | A | 11800 | $0.00 | Acquired | 156902 | Direct |
| 2015-05-21 | Common Stock, $0.01 Par Value | A | 21277 | $0.00 | Acquired | 178179 | Direct |
| 2015-05-21 | Common Stock, $0.01 Par Value | A | 3191 | $0.00 | Acquired | 181370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-21 | Employee Stock Option (right to buy) | $4.63 | A | 23600 | Acquired | 2025-05-20 | Common Stock (23600) | Direct |
Footnotes
F1: 3-year vesting period; 1/36th vesting every month, being fully vested 05/21/2016.
F2: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date.
F3: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date.
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