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MANNKIND CORP — Director's Dealing 2015
Sep 4, 2015
31835_dirs_2015-09-03_85b19f25-9022-4f94-8d91-bb8b5ed2b131.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2015-08-27
Reporting Person: Edstrom Hakan (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-16 | Common Stock, $.01 Par Value | F | 10697 | $4.09 | Disposed | 1049605 | Direct |
| 2015-08-18 | Common Stock, $.01 Par Value | F | 9915 | $4.15 | Disposed | 1039690 | Direct |
| 2015-08-21 | Common Stock, $.01 Par Value | F | 5871 | $3.79 | Disposed | 1033819 | Direct |
| 2015-08-22 | Common Stock, $.01 Par Value | F | 5479 | $3.79 | Disposed | 1028340 | Direct |
| 2015-08-27 | Common Stock, $.01 Par Value | A | 86000 | $0.00 | Acquired | 1114340 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-27 | Employee Stock Option (right to buy) | $3.91 | A | 386200 | Acquired | 2025-08-26 | Stock Options (386200) | Direct |
Footnotes
F1: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.
F2: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.
F3: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.