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MANNKIND CORP — Director's Dealing 2015
Sep 4, 2015
31835_dirs_2015-09-03_6f35436a-264f-448e-8247-540038c1a1a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2015-08-27
Reporting Person: PFEFFER MATTHEW J (Corporate VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-16 | Common Stock, $.01 Par Value | F | 1598 | $4.09 | Disposed | 360252 | Direct |
| 2015-08-18 | Common Stock, $.01 Par Value | F | 1598 | $4.15 | Disposed | 358654 | Direct |
| 2015-08-21 | Common Stock, $.01 Par Value | F | 912 | $3.79 | Disposed | 357742 | Direct |
| 2015-08-22 | Common Stock, $.01 Par Value | F | 846 | $3.79 | Disposed | 356896 | Direct |
| 2015-08-27 | Common Stock, $.01 Par Value | A | 16100 | $0.00 | Acquired | 372996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-27 | Employee Stock Option (right to buy) | $3.91 | A | 72300 | Acquired | 2025-08-26 | Stock Options (72300) | Direct |
Footnotes
F1: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.
F2: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.
F3: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.